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हमारा ट्रेडिंग मोबाइल ऐप ज़्यादातर स्मार्ट डिवाइसिस पर काम करता है। अभी ऐप डाउनलोड करेंऔर PU Prime के साथ किसी भी डिवाइस पर, कभी भी और कहीं भी ट्रेडिंग शुरू करें।

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Careers

Take the next step in your career with us today.

Compliance Monitoring Analyst

Responsibilities & Duties

  • Responding to compliance enquiries
  • Performing regular monitoring to ensure that standards are adhered
  • Maintaining and reviewing policies and procedures to ensure compliance with the CySec and FSA rules and regulations
  • Monitoring and reporting on employees’ adherence to client policies and procedures, including by carrying out periodic compliance audits
  • Reviewing new regulations applicable to investment firms and identifying potential compliance risks
  • Developing compliance training materials and performing ongoing compliance training to employees
  • Examining, evaluating and responding promptly to client grievances.
  • Assessing the effectiveness of our client’s compliance program and advising on measures to reduce compliance risk

Requirements

  • Bachelor’s degree in Law
  • Excellent command of the English language, both verbal and written
  • Team spirit, excellent problem-solving ability and willing to study and develop
  • 3-5 years’ experience within the financial services sector will be considered as an advantage
  • Experience in dealing will be considered as an advantage

Language

English
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